KPMG Corporate Finance

KPMG LLP (U.S.)
ONLINE PRIVACY STATEMENT

KPMG1is dedicated to protecting the confidentiality and privacy of information entrusted to it. As part of this fundamental obligation, KPMG is committed to the appropriate protection and use of personal information (sometimes referred to as "personally identifiable information" or "PII") that has been collected through its Web sites.

Generally, our intent is to collect only the personal information that is provided voluntarily by visitors to our Web sites so that we can offer information and/or services to those individuals or offer information about employment opportunities. Please review this Online Privacy Statement ("Online Privacy Statement" or "Privacy Statement") to learn more about how we collect, use, share, and protect the PII that we have obtained.

Index:

I. Legal Disclaimer

KPMG International is a Swiss cooperative. Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. Services are provided solely by member firms in their respective geographic areas.

The information contained and accessed on this site (the "Site") is provided by the KPMG entity indicated on the homepage as owner of the Site ("KPMG") for general guidance and is intended to offer the user general information of interest. The information provided is not intended to replace or serve as substitute for any audit, advisory, tax or other professional advice, consultation or service. You should consult with a KPMG professional in the respective audit, advisory, tax or other professional area to obtain such services.

The application of laws and regulations may vary depending on specific facts or circumstances. Due to the nature of electronic communication processes, KPMG does not guarantee or warrant the Site will be uninterrupted, without delay, error-free, omission-free, or free of viruses. Therefore, the information is provided "as is" without warranties of any kind, express or implied, including accuracy, timeliness and completeness. In no event shall KPMG, its related partners, managing directors, principals, agents or employees be liable for any direct, indirect, incidental, special, exemplary, punitive, consequential or other damages whatsoever (including but not limited to, liability for loss of use, data or profits), without regard to the form of any action, including but not limited to, contract, negligence or other tortious actions, arising out of or in connection with the Site, any content on or accessed by use of the Site, or any copying, display or other use hereof.

As content on the Site is copyrighted and proprietary, any unauthorized use of any materials on the Site may violate copyright, trademark and other laws. Should a user download the materials on the Site for personal or non-commercial use, the user must retain all copyright, trademark or other similar notices contained in the original materials or on any copies of the material. Materials on the Site may not be modified, reproduced, publicly displayed, performed, distributed or used for any public or commercial purposes without explicit written permission from the appropriate content or material provider (including third-party links). KPMG bears no risk, responsibility or liability in the event that a user does not obtain such explicit written permission as advised by KPMG.

KPMG and the KPMG logo are registered trademarks of KPMG International. Use of these marks requires express permission from, and a license agreement with, KPMG International or a KPMG member firm. Unauthorized use of these and any other of KPMG's portfolio of trademarks will be prosecuted to the fullest extent of the law. To request this written approval, contact the Webmaster or use the "Contact Us" feature.

Third-party links are provided as a convenience to our users. KPMG does not control and is not responsible for any of these sites or their content. KPMG is obligated to protect its reputation and trademarks and KPMG reserves the right to request removal of any link to our Web site.

The following Web link activities are explicitly prohibited by KPMG and may present trademark and copyright infringement issues:

  • Links that involve unauthorized use of our logo
  • A form of link that disguises the URL and/or bypasses the homepage or pages containing the entity copyright, legal disclaimer and online policy statement

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II. KPMG Online Privacy Statement

KPMG1 is dedicated to protecting the confidentiality and privacy of information entrusted to it. As part of this fundamental obligation, KPMG is committed to the appropriate protection and use of personal information (sometimes referred to as "personally identifiable information" or "PII") that has been collected through its Web sites.

Generally, our intent is to collect only the personal information that is provided voluntarily by visitors to our Web sites so that we can offer information and/or services to those individuals or offer information about employment opportunities. Please review this Online Privacy Statement ("Online Privacy Statement" or "Privacy Statement") to learn more about how we collect, use, share, and protect the PII that we have obtained.

Collection and Use of PII

We obtain personal information about you if you choose to provide it -- for example, to contact mailboxes or to register for certain services. In some cases, you may have previously provided your PII to KPMG (if, for example, you are a former employee). By registering and/or submitting personal information on our Web sites, you are also agreeing to the use of this information in accordance with this Privacy Statement. Your personal information is not used for other purposes, unless we obtain your permission, or unless otherwise required or permitted by law or professional standards. For example, if you send us an e-mail message requesting information about KPMG, we will use your e-mail address and other information you supply to respond to your request. If you send us a resume or curriculum vitae (CV) to apply online for a position with KPMG, we will use the information that you provide to match you with available KPMG job opportunities.

KPMG generally collects only the personal information necessary to fulfill the visitor's request. Where additional, optional information is sought, you will be notified of this at the point of collection.

KPMG only collects "sensitive" personal information when the relevant individuals voluntarily provide us with this information or where such information is required or permitted to be collected by law or professional standards. Sensitive information includes personal information regarding a person's race, gender, ethnicity, political beliefs, religious or similar beliefs, physical or mental health, sexual life, or criminal record. Please use your discretion when providing sensitive information to KPMG, and under any circumstances, do not provide sensitive information to KPMG, unless you thereby consent to KPMG's use of that information for its legitimate business purposes and consent to the transfer and storage of such information to and in KPMG databases. If you have any questions about whether the provision of sensitive information to KPMG is, or may be, necessary or appropriate for particular purposes, please contact KPMG at the address indicated below.

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Automatic Collection of PII

In some instances, KPMG automatically collects certain types of information when you visit our Web sites and through e-mails that we may exchange. Automated technologies may include the use of Web server logs to collect IP addresses, "cookies," and Web beacons. The collection of this information will allow us to better understand and improve the performance, usability, and effectiveness of KPMG Web sites and to measure effectiveness of our marketing activities.

IP Addresses

An IP address is a number assigned to your computer whenever you access the Internet. It allows computers and servers to recognize and communicate with one another. IP addresses from which visitors appear to originate may be recorded for IT security and system diagnostic purposes. This information may also be used in aggregate form to conduct Web site trend and performance analysis.

Cookies

A "cookie" is a small piece of text that a Web site places in the cookie file of your browser and that allows the site to remember who you are. Cookies cannot be used to run programs or deliver viruses to your computer. KPMG only uses cookies in accordance with applicable laws.

Cookies by themselves do not tell us your e-mail address or otherwise identify you personally. If you visit a KPMG Web site, we use cookies to compile aggregate statistics to help us determine what areas of the site visitors prefer.

If you subsequently register with a KPMG Web site, this information may be linked to a cookie in order to enhance and personalize your online experience (e.g., by welcoming you back when you return or providing you access to your registration information).

You have the choice of deciding whether to accept cookies or not. You can set your browser to notify you when you receive a cookie or to reject cookies. However, please be aware that if you do not accept cookies, you may not be able to fully experience some of our Web site features.

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Web Beacons

A Web beacon is a small image file on a Web page that can be used to collect certain information from your computer, such as an IP address, the time the content was viewed, a browser type, and the existence of cookies previously set by the same server. KPMG only uses web beacons in accordance with applicable laws.

KPMG or its service providers may use Web beacons to track the effectiveness of third party Web sites that provide us with recruiting or marketing services or to gather aggregate visitor statistics and manage cookies.

You have the option to render some Web beacons unusable by rejecting their associated cookies. The Web beacon may still record an anonymous visit from your IP address, but cookie information will not be recorded.

In some of our newsletters and other communications, we may confirm a recipient's e-mail address through embedded links within the messages. We collect this information to gauge user interest and to enhance future user experiences.

Our websites may not recognize browser based Do Not Track Signals. However as discussed above under "Cookies", your browser may be set to block all cookies, or "third-party" cookies. Cookies that we set on our websites are considerded "first-party" cookies. Details on your ability to restrict or change the personal information that we may collect about you are listed under the Choice and Access sections of this statement.

Sharing and Transfer of PII

We do not share personal information with unaffiliated third parties, except as necessary for our legitimate professional and business needs, to carry out your requests, and/or as required or permitted by law or professional standards.

We do not allow unaffiliated third parties to collect personal information on our sites.

In some instances, KPMG may also share PII about you with various outside companies or service providers or vendors working on our behalf to help fulfill your requests.

In addition, KPMG may transfer certain PII across geographical borders to other KPMG member firms or outside companies working with us or on our behalf. KPMG may also store PII in a jurisdiction other than where you are based. By providing PII on KPMG's Web sites, visitors are consenting to this transfer and/or storage of their data across borders.

KPMG may also disclose PII in connection with the sale, assignment, or other transfer of the business of the site to which the data relates, in order to respond to requests of government or law enforcement agencies or where this is required by applicable laws, court orders, or government regulations. These disclosures may also be needed for data privacy or security audits and/or to investigate or respond to a complaint or security threat. KPMG does not sell PII to any third parties. Also, KPMG will not transfer the PII you provide to any third parties for their own direct marketing use.

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Children

KPMG understands the importance of protecting children's privacy, especially in an online environment. In particular, our sites are not intentionally designed for or directed at children under the age of 13. It is our policy never to knowingly collect or maintain information about anyone under the age of 13, except as part of an engagement to provide professional services.

Choices

You have several choices regarding your use of our sites. In general, you are not required to submit any PII when you visit our Web sites, but KPMG may require you to provide certain PII in order for you to receive additional information about our services and events. Certain Web sites may also ask for your permission for certain uses of your PII, and you can agree to or decline those uses. If you opt-in for particular services or communications, such as an e-newsletter, you will be able to unsubscribe at any time by following the instructions included in each communication. If you decide to unsubscribe from a service or communication, we will try to remove your information promptly, although we may require additional information before we can process your request.

As described above, if you wish to prevent cookies from tracking you as you navigate our sites, you can reset your browser to refuse all cookies or to indicate when a cookie is being sent. Note, however, that some portions of our sites may not work properly if you elect to refuse cookies.

Access

If you have submitted personal information to KPMG, under most circumstances you have the right to reasonable access to that data to correct any inaccuracies. You can also make a request to update or remove information about you by contacting us-privacy@kpmg.com, and we will make all reasonable and practical efforts to comply with your request, so long as it is consistent with applicable law and professional standards.

Data Security and Integrity

KPMG has reasonable security policies and procedures in place to protect personal information from unauthorized loss, misuse, alteration, or destruction. Despite KPMG's best efforts, however, security cannot be absolutely guaranteed against all threats. To the best of our ability, access to your personal information is limited to those who have a need to know. Those individuals who have access to the data are required to maintain the confidentiality of such information. We also make reasonable efforts to retain personal information only for so long as the information is necessary to comply with an individual's request or until that person asks that the information be deleted.

Links to Other Sites

Please be aware that KPMG Web sites may contain links to other sites, including sites maintained by other KPMG member firms that are not governed by this Privacy Statement but by other privacy statements that may differ somewhat. We encourage users to review the privacy policy of each Web site visited before disclosing any personal information.

Changes to This Policy

KPMG may modify this Privacy Statement from time to time to reflect our current privacy practices. When we make changes to this statement, we will revise the "updated" date at the top of this page. We encourage you to periodically review this Privacy Statement to be informed about how KPMG is protecting your information.

Policy Questions and Enforcement

KPMG is committed to protecting the online privacy of your personal information. If you have questions or comments about our administration of your personal information, please contact us at us-privacy@kpmg.com. You may also use this address to communicate any concerns you may have regarding compliance with our Online Privacy Policy.

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¹ Throughout this document, "KPMG," "we," "our," and "us" refers to KPMG LLP (US), the United States member firm of KPMG International, a Swiss cooperative. KPMG International provides no client services.

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©2014 KPMG Corporate Finance LLC, a Delaware limited liability company, is a member of FINRA and SIPC and is registered as a broker dealer with the SEC. KPMG Corporate Finance LLC is a subsidiary of KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ("KPMG International"), a Swiss entity. All rights reserved